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Hong Kong SFC Licensed Asset Management Business

Hong Kong SFC Licensed Asset Management Business

Established in 1997, this profitable financial advisory company is offered for sale to facilitate the owners eventual retirement. The primary activity of the company is discretionary portfolio management (SFC Type 9 license), also advising on securities (SFC Type 4 license) for mass affluent private...

For Sale: HK Regulated Full Assets Mgmt License

- SFC HK regulated company licensed in 2019 Types of Activities Approved - Type 1 Dealing in Securities - Type 4 Advising on Securities - Type 9 Assets Management - There are some existing business - Clean company with zero disciplinary record and legal claims - Capital Requirement of...

SFC HK Assets Management Company For Sale

- SFC HK regulated company licensed in 2016 Types of Activities Approved - Type 4 Advising on Securities - Type 9 Assets Management - There are some licensing restrictions - Existing responsible officers are willing to stay - Clean company with zero disciplinary record and legal claims -...