AFSL Licensed Firm – FX, Derivatives &Market Maker

For Sale: Licensed Australian Financial Services (AFS) Company – FX, Derivatives & Market Maker

We are pleased to present a fully licensed, non-bank financial services company in Australia holding an Australian Financial Services (AFS) License. This entity is authorized to provide a broad range of services, including general advice, dealing, and market-making in foreign exchange and derivatives.

The company is regulated by the Australian Securities and Investments Commission (ASIC) and includes a Responsible Manager (RM) willing to stay post-acquisition. With no liabilities, active banking relationships, and a lean expense structure, this is a turnkey opportunity for acquiring a compliant, revenue-ready platform with strong infrastructure.

Key Highlights:

Jurisdiction: Australia (ASIC regulated)
License Type: Australian Financial Services (AFS) License
License Scope:
• General financial product advice – FX and derivatives
• Issuing and dealing in FX contracts and derivatives
• Acting on behalf of others
• Market-making in FX and derivatives

Responsible Manager:
• 1 RM in place, willing to remain post-sale
• Market-aligned compensation

Banking:
• Active accounts with Australia and New Zealand Banking Group (ANZ)
Corporate:
• Non-bank financial services company
• Shareholders aligned for immediate acquisition
• No liabilities or legal encumbrances

Operations:
• Monthly expenses ~30% of revenue
• Net asset value: Positive with no debt

Asking Price: Available on request

Contact us to request the NDA, full documentation, or to arrange a confidential introductory call.

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