Get SEC & FINRA Financial Licenses with DealStream Expertise
Discover and connect with fully vetted, licensed financial professionals on DealStream. Our comprehensive Financial Licenses directory covers every major securities registration—from FINRA Series 7, 63 and 79 to state Investment Adviser and broker-dealer licenses—so you can quickly filter by the credentials you need. Whether you’re seeking an M&A advisor, capital markets specialist or securities broker, our platform makes it easy to verify compliance and qualifications before you engage. Browse DealStream’s Financial Licenses now to find the right expert and accelerate your next transaction with confidence.
Showcased Deals
Denmark Licensed Credit Broker
License Type: Lending business etc. - Regulator: Financial Supervisory Authority (FSA). - Company Status: Ready-made company - Key Individuals ready to stay. Permitted Activities: 1) Acceptance of deposits and other repayable funds. 2) Portfolio management and advice. 3) Safekeeping and administration...
Investment Dealer Licensed company in Mauritius
Date of Incorporation: 2022. License Type: Global Business License Investment Dealer. Foreign Owners: Allowed. Type of Company: Private Limited. Liquidity Providers are in place.
Portfolio Asset Management in Switzerland for sale
General information: Location: Canton Zug, Switzerland Place of Registration: Zug Date of Incorporation: 2003 Authorized Capital: 100,000 CHF Portfolio Management License: Licensed by Finma (the company was an SRO prior to licensing) Supervised by: OSFIN Corporate Bank Accounts: VP Bank, Post...
All Matching Deals
Newly Licensed Canada MSB –FX, Money Transfer, PSP
For Sale: Canadian MSB – Foreign Exchange, Money Transfer & PSP Pre-Application We are pleased to present a newly licensed Canadian MSB (Money Service Business). The company is listed on the FINTRAC registry and is regulated by FINTRAC. Key Highlights: Jurisdiction: Nova Scotia, Canada License...
AFSL Licensed Firm – FX, Derivatives &Market Maker
For Sale: Licensed Australian Financial Services (AFS) Company – FX, Derivatives & Market Maker We are pleased to present a fully licensed, non-bank financial services company in Australia holding an Australian Financial Services (AFS) License. This entity is authorized to provide a broad range of...
UK Payment Institution – FX & Payments for Sale
For Sale: UK Authorized Payment Institution (API) – FX & Cross-Border Payments We are pleased to present an exclusive opportunity to acquire a shelf company with an Authorized Payment Institution (API) license in the United Kingdom. This company is licensed and regulated by the Financial Conduct...
A Structure Of Payment Service Providers For Sale
The structure consists of the following elements: 1. An ltd in the UK that acts as an agent with the scope of providing the other companies in the structure with third party service providers and correspondent banks. The company was incorporated in 2015, it has an operational bank account with Revolut...
Payments License In Lithuania
Get an Electronic Money Institution, or Payment Institution license in Lithuania from scratch. We are a team of experienced payments professionals, who can guide you all along the process of application for a new licensed payment services provider set up from scratch. Our services include preliminary...
EMI or PI license in Croatia
Get an Electronic Money Institution, or Payment Institution license in Croatia from scratch. We are a team of experienced payments professionals, who can guide you all along the process of application for a new licensed payment services provider set up from scratch. Our services include preliminary...
EMI, or PI license in the Netherlands
Get an Electronic Money Institution, or Payment Institution license in the Netherlands from scratch. We are a team of experienced payments professionals, who can guide you all along the process of application for a new licensed payment services provider set up from scratch. Our services include...
Kazakhstan Investment Firm with Bank & Brokerage
For Sale: Kazakhstan-Based Investment Advisory Firm with Commercial Bank Account We are pleased to present an exclusive opportunity to acquire a licensed Kazakhstan-based investment advisory firm. Established and operational since 2021, this firm specializes in providing expert advisory services...
Wyoming MSB – Crypto-Only, No MTL Needed
Step into the U.S. market with a Wyoming-based MSB entity — clean, 2025-formed, and optimized for crypto-only activity. Why Wyoming? Major players like Kraken and other Web3 firms are choosing Wyoming for its crypto-forward legal framework, including recognition of DAOs and digital assets as property....
Regulated Small Payment Institution (SPI) For Sale
Offer for Sale of a UK-Regulated Small Payment Institution (SPI) This is an official offer for the transfer of 100% of shares in a UK-registered entity holding a valid Small Payment Institution (SPI) authorisation issued by the Financial Conduct Authority (FCA) . Incorporation: The company has...
Anjouan B2C Licensed Company – For Sale
Anjouan B2C Licensed Company – For Sale We are offering for acquisition a fully registered B2C company licensed in Anjouan, ideal for online gaming, fintech, or digital commerce operations. Company Overview: Jurisdiction: Anjouan (Union of the Comoros) Date of Incorporation: November 2024 License...
Crypto Company In Anjouan For Sale
Benefits Of Crypto Licence in Anjouan Forming Banking Partnerships: Having a licence makes it easier to collaborate with financial institutions to create mutually beneficial partnerships. Banks are frequently reluctant to participate in the cryptocurrency space due to its high level of risk. On the...
Crypto Company In EU for sale
The blockchain, security token, and digital certificate industries are expanding quickly, opening up new markets for creative companies. The legislative and regulatory frameworks of the European Union provide blockchain startups with effective solutions. It can be difficult to navigate this intricate...
MSB Shelf Company In Canada
The MSB is dormant and has already been approved by FINTRAC few months ago. Interviews have already been completed as well. Service package Canada shelf company with MSB status Company secretary and legal registered address for 12 months Legal fees for corporate structure change...
Crypto License in Georgia
Georgia offers a welcoming legal environment for cryptocurrency enterprises. In order to get a cryptocurrency licence in Georgia, a firm must be established. It is advised to carry out this activity within the boundaries of the Free Industrial Zone (FIZ), as it offers advantageous conditions such as...
Crypto company in Georgia
Benefits of a Georgia cryptocurrency licence: 1. A welcoming atmosphere for the growth of the industry If all regulatory requirements are satisfied, it will be simple to obtain a licence for a cryptocurrency exchange in Georgia in 2023 and pay little taxes on operations involving digital assets. 2....
Crypto Active Company In Georgia
Advantageous Tax System Georgia implemented the "Estonian model" of taxes on January 1, 2017, which is predicated on the idea of taxing only distributed earnings. This implies that businesses are not required to pay income tax in cases where they allocate funds to corporate development rather than...
Blockchain Intelligence Company Subscription
Leading blockchain intelligence company providing real-time blockchain analysis, investigation, and compliance solutions to regulators, law enforcement, and financial institutions. Blockchain intelligence solutions are provided by the platform to the public and private sectors that are implementing...
Crypto Licensed Company In El Salvador
Obtaining a crypto licence is crucial if you plan to launch a cryptocurrency business in El Salvador. This is a legitimate permit that the El Salvadorian government has given you to use cryptocurrency. Getting this licence will assist you in expanding your company legally and avert any future regulatory...
Crypto Company In Comoros For Sale
The objects and purposes of the Company is to offer different crypto services for corporate, and for the general public and non-residents of the Autonomous Island of Anjouan, Union of Comoros; to carry on all or any of the business of a company and, without prejudice to the generality of the foregoing,...
Cyprus MiFID-Regulated Investment Firm
Cyprus MiFID-Regulated Investment Firm – Available for Acquisition We are pleased to offer for acquisition a CySEC-licensed investment firm established in August 2017, fully authorized under MiFID II to provide investment and ancillary services across multiple international markets. Regulatory...
API Finland- Authorized Payment Institution
Licensed as a Payment Institution by the Bank of Finland EU-wide operational passporting rights Built on a cloud-native payments infrastructure Established small and medium-sized enterprise (SME) merchant portfolio Client funds securely held in segregated accounts within Finnish banking institutions
Brokerage licensed from Comoros
The objects and purposes of the Company is to offer different brokerage services for corporate & private clients for the public and non-residents of the Autonomous republic of Anjouan; to carry on all or any of the business of a company and, without prejudice to the generality of the foregoing, to carry...
Anjouan Brokerage License
The objects and purposes of the Company is to offer different brokerage services for corporate & private clients for the public and non-residents of the Autonomous republic of Anjouan; to carry on all or any of the business of a company and, without prejudice to the generality of the foregoing, to carry...
Broker for sale
ZA FSCA: License details: CAT1 & 2 (clean, minimum operations, directors will stay). OPEX: 6k EUR/ monthly. Premium: only for serious clients! Audited statements are available.
Tips for Buying Business Licenses
Understand the Value and Transferability
Before acquiring a business license, it’s crucial to recognize what you’re actually purchasing. Business licenses may appear standardized, but not all are transferable or retain value outside their original context. Always research if the license can be transferred legally to a new entity or owner. Additionally, determine whether the license has any restrictions, such as geographic or operational limitations, that could impact your strategic plans. Understanding these factors ensures you’re not investing in something illiquid or unusable.
Conduct Thorough Due Diligence
Successful investors never skip due diligence. When buying a business license, verify its authenticity with the issuing authority and check that all associated fees and renewals are current. Request a written record of compliance history to ensure the license has not been suspended or subject to disciplinary action. Investigate if the license is tied to unresolved legal issues or government liens, as these can complicate or even nullify a transfer, putting your investment at risk.
Assess Market Demand and Regulatory Trends
Finally, assess the demand for the specific type of business license in your target industry or area. Some specialized licenses—such as liquor, cannabis, or taxi medallions—may command a high premium due to limited supply but are also subject to regulatory trends and political changes. Track local or national legislative developments that could impact the value or viability of the license. By keeping your finger on the pulse of market and regulatory shifts, you’ll be positioned to either capitalize on growth or avoid sudden devaluation.